Securities and Capital Markets
Securities and capital markets are among Sundial’s core practices. As one of the first law firms that specialize in securities and capital markets, we are the largest and most active capital market practice in China. With extensive domestic and international capital markets experience, Sundial has successfully assisted hundreds of enterprises at home and abroad to complete stock system reform and advised issuers and underwriters for more than 100 initial public offerings (IPOs) on the Shanghai, Shenzhen, Hong Kong, Korea and Singapore stock markets, the National Equity Exchange and Quotations and NASDAQ. We have represented clients in major types of security and equity-linked capital market transactions including restructuring, mergers and acquisitions, follow-on equity offerings, overseas securities issuance and mergers and acquisitions.
Our Services
- State-owned enterprise restructuring and state owned property right transactions
- Legal business in setting up venture capital institutions, for various types of venture capital such as private equity investment
- Joint stock system reform
- International and domestic IPOs
- Listing of company shares in National Equity Exchange Quotations
- Refinancing of listed and non-listed companies, including rights issue, capital increase and issuance of stocks and bonds
- Pre-listing restructuring and corporate reorganizing
- Acquisition and anti-acquisition of listed companies
- Acquisition and merger of an enterprise's equity and assets
- Due diligence and provision of legal advice
- Formation, funding, registration and filing of securities investment funds, trust, asset management plans and other types of investment funds
- Filing of private equity fund management entities
- Formation, change, dissolution and termination of security companies, fund management companies and private equity management entities
- Issuance and listing of securities, derivatives and other financial instruments
- Listing and Issuing securities on over-the-counter markets
- De-listing and re-listing of listed companies
- Investment scheme demonstration
- Corporate restructuring and liquidation
- Executive incentive plans, employee stock ownership plans, option plans and management buyout
- Issuance of funds and trust products.